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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-28
  • CA RA
    APPROVED
    Since 2017-04-28

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

6781 N Palm Ave Ste 201, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2017
Wells Fargo Clearing Services, Llc Fresno CA 04/2017 Present
Previous Registrations
Other Businesses

FINEARTAMERICA.COM, NOT INV RELATED, CHICAGO, IL, SELF EMPLOYED, ARTIST/ART SALES; OCCASIONAL INFREQUENT ART SHOWS; PAINTING; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; START DATE: 01/2018 BENEFICIARY FOR FRIEND; INV RELATED;FRESNO,CA; DISTRIBUTION OF ESTATE ASSETS; BENEFICIARY; START DATE: 06/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-05
  • S63 Uniform Securities Agent State Law Examination
    1994-08-05

View on SEC IAPD

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