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Gregory Raymond Dube

Roseheart Investment Advisors, LLC

Ho-Ho-Kus, NJ

CRD 851324

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Employer firm

Roseheart Investment Advisors, LLC CRD 161782

$24.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Roseheart Investment Advisors, Llc

Ho-Ho-Kus, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-09-05
  • NJ RA
    APPROVED
    Since 2012-09-05

Branch Locations

Ho-Ho-Kus, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roseheart Associates, Llc Ridgewood NJ 08/1995 12/2016
Roseheart Investment Advisors (161782) Hohokus NJ 03/2012 Present
  • 08/1995 → 12/2016
    Roseheart Associates, Llc
    Ridgewood, NJ
  • 03/2012 → Present
    Roseheart Investment Advisors (161782)
    Hohokus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-31
S63 Uniform Securities Agent State Law Examination 1986-04-01
  • S65 Uniform Investment Adviser Law Examination
    2012-08-31
  • S63 Uniform Securities Agent State Law Examination
    1986-04-01

View on SEC IAPD

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