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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-02 |
| TX | RA | APPROVED | 2022-04-29 |
Branch Locations
5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States
Fresno, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fresno | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 05/2019 |
| Rbc Capital Markets, Llc. | Fresno | CA | 05/2019 | Present |
| City National Bank | Fresno | CA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-24 |
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