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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
Branch Locations
15060 Ventura Blvd Ste 200, Sherman Oaks, CA 91403 • United States
Burbank, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jr Phillips | Burbank | CA | 01/2007 | 07/2021 |
| Waddell & Reed, Inc | Sherman Oaks | CA | 06/2015 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Burbank | CA | 06/2015 | 07/2021 |
| Phillips-Gunn Associates | Burbank | CA | 09/2018 | 07/2021 |
| Phillips Gunn Associates Llc | Burbank | CA | 09/2018 | 07/2021 |
| Lpl Financial Llc | Sherman Oaks | CA | 07/2021 | Present |
01/2007-PRESENT, JR PHILLIPS, BURBANK, CA, CREATIVE WRITING, NOT INVEST-RELATED, WRITER, 2 HRS/MO, 0 HRS DURING SEC TRADING; 06/2015-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, BURBANK, CA, INSURANCE SALES, INVEST-RELATED, INSURANCE AGENT. 09/2018-PRESENT, PHILLIPS GUNN ASSOCIATES LLC, BURBANK, CA; INVESTMENT RELATED: NO; PRESIDENT; NUMBER OF HOURS MONTHLY: 5, SECURITIES TRADING HOURS: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-11-07 |
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