Joyce Shultz Goldfarb

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-04-13
FL	RA	APPROVED	2014-09-26
CT	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2018-04-13
FL RA
APPROVED

Since 2014-09-26
CT RA
APPROVED

Since 2009-06-01

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Westport	CT	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present
Morgan Stanley	Naples	FL	10/2014	Present

06/2009 → Present

Morgan Stanley

Westport, CT
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
10/2014 → Present

Morgan Stanley

Naples, FL

Previous Registrations

2007-07-06 → 2009-06-01

Morgan Stanley & Co. Llc

Westport, CT
1991-07-11 → 2007-07-23

Citigroup Global Markets Inc.

Westport, CT

Westport, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-08-27
S63	Uniform Securities Agent State Law Examination	1981-10-30

S65 Uniform Investment Adviser Law Examination

1992-08-27
S63 Uniform Securities Agent State Law Examination

1981-10-30

Other Names

Joyce Shultz Goldfarb
Joyce Goldfarb
Joyce Shultz
Joyce Shultz Goldfarb

View on SEC IAPD