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Michael Victor Switchenko

Stifel, Nicolaus & Company, Incorporated

Enfield, CT

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2010-01-21
  • CT RA
    APPROVED
    Since 2010-01-21

Branch Locations

1699 King Street Suite 401, Enfield, CT 06082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stife Nicolaus & Co Inc Hartford CT 01/2010 Present
  • 01/2010 → Present
    Stife Nicolaus & Co Inc
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-14
S63 Uniform Securities Agent State Law Examination 1986-12-24
  • S65 Uniform Investment Adviser Law Examination
    1992-07-14
  • S63 Uniform Securities Agent State Law Examination
    1986-12-24

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Enfield, CT
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ST. GERMAIN INVESTMENT MANAGEMENT · SPRINGFIELD, MA
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