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John James Petit

LPl Financial LLC

Brick, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

445 Brick Boulevard Suite 208, Brick, NJ 08723 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. Brick NJ 01/1999 03/2025
Ic Advisory Services, Inc. Brick NJ 10/2006 Present
Lpl Financial Llc Brick NJ 03/2025 Present
  • 01/1999 → 03/2025
    The Investment Center, Inc.
    Brick, NJ
  • 10/2006 → Present
    Ic Advisory Services, Inc.
    Brick, NJ
  • 03/2025 → Present
    Brick, NJ
Previous Registrations
  • 2023-08-03 → 2025-03-06
    Ic Advisory Services, Inc.
    Brick, NJ
    Bedminster, NJ
  • 2006-10-30 → 2021-12-31
    Ic Advisory Services, Inc.
    Bedminster, NJ
Other Businesses

1. 03/06/2025- ACCOUNTING SOLUTIONS- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 10/01/1990- 150 Hours Per Month- 150 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1983-04-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1983-04-06
Other Names
  • John J Petit

View on SEC IAPD

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