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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

5587 Davis Blvd., Ste 100, North Richland Hills, TX 76180 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. North Richland Hills TX 05/2008 09/2022
First Allied Advisory Services, Inc. North Richland Hills TX 05/2008 11/2020
Cetera Advisors Llc North Richland Hills TX 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2022 Present
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    North Richland Hills, TX
  • 05/2008 → 11/2020
    First Allied Advisory Services, Inc.
    North Richland Hills, TX
  • 09/2022 → Present
    Cetera Advisors Llc
    North Richland Hills, TX
  • 09/2022 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-03 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    North Richland Hills, TX
  • 2006-10-18 → 2007-01-03
    Ffp Advisory Services Inc
    North Richland Hills, TX
    Chesterfield, MO
  • 1999-01-04 → 2006-10-12
    Raymond James Financial Services, Inc.
    N. Richland Hills, TX
    North Richland Hills, TX
Other Businesses

1.) PORTER, MORGAN & ASSOCIATES; "DOING BUSINESS AS" (DBA); START DATE: 8/26/2008

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-12
S63 Uniform Securities Agent State Law Examination 1987-05-19
  • S65 Uniform Investment Adviser Law Examination
    1997-09-12
  • S63 Uniform Securities Agent State Law Examination
    1987-05-19
Other Names
  • Dan Porter

View on SEC IAPD

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