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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 1999-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 04/1998 | Present |
| Bank Of America, N.A. | Jersey City | NJ | 11/2009 | Present |
I*94934 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FORDHAM UNIVERSITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 441 EAST FORDHAM RD, BRONX, NEW YORK 10458 NATURE OF BUSINESS: OTHER, COLLEGE POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2004 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HALL OF FAME COMMITTEE. ATHLETICS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-22 |
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