Best Investors Account Sign in
Current Employers
Legacy Capital Group California, Inc.

459 Monterey Avenue Suite 100, Los Gatos, CA 95030 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-13
CA RA APPROVED 1997-07-01
  • TX RA
    APPROVED_RES
    Since 2022-06-13
  • CA RA
    APPROVED
    Since 1997-07-01

Branch Locations

459 Monterey Ave Suite 100, Los Gatos, CA 95030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Capital Group California Los Gatos CA 04/1980 Present
Lion Street Financial Los Gatos CA 01/2015 Present
React Investment Solutions, Llc Los Gatos CA 08/2009 Present
Integrity Alliance, Llc. Los Gatos CA 11/2025 Present
  • 04/1980 → Present
    Legacy Capital Group California
    Los Gatos, CA
  • 01/2015 → Present
    Lion Street Financial
    Los Gatos, CA
  • 08/2009 → Present
    Los Gatos, CA
  • 11/2025 → Present
    Integrity Alliance, Llc.
    Los Gatos, CA
Previous Registrations
Other Businesses

1) 459 MONTEREY AVENUE LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2004 ADDRESS: 459 Monterey Avenue, LOS GATOS CA 95030-5302, United States DESCRIPTION: Owner 2) BAER AND BUNGER FINANICAL AND INSURANCE SERVICES POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 10 START DATE: 05/01/1997 ADDRESS: 459 Monterey Avenue, LOS GATOS CA 95030-5302, United States DESCRIPTION: Owner 3) LEGACY CAPTIAL GROUP CALIFORNIA POSITION: Owner NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 09/01/1998 ADDRESS: 459 Monterey Avenue, LOS GATOS CA 95030-5302, United States DESCRIPTION: Owner 4) REACT INVESTMENT SOLUTIONS, LLC POSITION: Owner NATURE: Back office - Investment Platform INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2009 ADDRESS: 459 Monterey Avenue, #100, Los Gatos CA 95030, United States DESCRIPTION: part of an investment committee that reviews manger performance from time to time.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-16
  • S63 Uniform Securities Agent State Law Examination
    1994-12-16
Designations
Other Names
  • Rich Baer

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Gatos, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor