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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-02
TX RA APPROVED_RES 2023-07-01
CA RA APPROVED 2008-10-03
NJ RA APPROVED 2008-10-03
MA RA APPROVED 2006-05-24
  • FL RA
    APPROVED
    Since 2023-08-02
  • TX RA
    APPROVED_RES
    Since 2023-07-01
  • CA RA
    APPROVED
    Since 2008-10-03
  • NJ RA
    APPROVED
    Since 2008-10-03
  • MA RA
    APPROVED
    Since 2006-05-24

Branch Locations

222 Rosewood Drive Suite 200, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 11/2005 Present
Other Businesses

1) Middlesex Community College Foundation; Member of the Board; PO Box 8681 Lowell, MA 01853

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-06
S63 Uniform Securities Agent State Law Examination 1983-12-12
  • S65 Uniform Investment Adviser Law Examination
    1993-12-06
  • S63 Uniform Securities Agent State Law Examination
    1983-12-12

View on SEC IAPD

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