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Nfsg Corporation CRD 130814
$1.08B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-07-07 |
| TX | RA | APPROVED_RES | 2021-12-01 |
| LA | RA | APPROVED | 2020-06-05 |
| FL | RA | APPROVED | 2019-09-12 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | West Palm Beach | FL | 08/2017 | 03/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | 03/2018 |
| National Securities Corp | Boca Raton | FL | 03/2018 | 04/2019 |
| National Asset Management | Boca Raton | FL | 03/2018 | 04/2019 |
| International Assets Advisory, Llc | West Palm Beach | FL | 04/2019 | 06/2019 |
| International Assets Investment Management, Llc | West Palm Beach | FL | 04/2019 | 06/2019 |
| Newbridge Securities Corporation | Boca Raton | FL | 06/2019 | Present |
| Nfsg Corporation | Boca Raton | FL | 06/2019 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 09/2005 | 08/2017 |
1) JOHN MOY OWNER RENTAL PROPERTY - BALTIMORE, MD - 04/2023 - NOT INVESTMENT RELATED - RENTAL PROPERTY INCOME - 100 PERCENT INTEREST AS OWNER - TIME SPENT AS NEEDED - ONGOING. 2) JOHN MOY INSURANCE - BALTIMORE, MD - 03/2023 - INSURANCE AND FIXED INSURANCE SALES - ONGOING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-20 |
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