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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

5587 Davis Blvd., Ste 100, North Richland Hills, TX 76180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. North Richland Hills TX 05/2008 09/2022
First Allied Advisory Services, Inc. North Richland Hills TX 05/2008 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc North Richland Hills TX 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    North Richland Hills, TX
  • 05/2008 → 11/2020
    First Allied Advisory Services, Inc.
    North Richland Hills, TX
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    North Richland Hills, TX
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-03 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    North Richland Hills, TX
  • 2006-10-11 → 2007-01-03
    Ffp Advisory Services Inc
    North Richland Hills, TX
    Chesterfield, MO
  • 1999-01-04 → 2006-10-13
    Raymond James Financial Services, Inc.
    N. Richland Hills, TX
Other Businesses

1.)PORTER MORGAN; DBA; START DATE:5/30/2008; 2) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-19
  • S63 Uniform Securities Agent State Law Examination
    1987-05-19
Other Names
  • Mark Edward Morgan
  • Marrk Morgan
  • Mark E Morgan

View on SEC IAPD

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