Robert A Cohen

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-09
FL	RA	APPROVED	2021-03-30
CT	RA	APPROVED	2019-08-22
TX	RA	APPROVED_RES	2018-07-12
NJ	RA	APPROVED	2009-06-01

NY RA
APPROVED

Since 2021-06-09
FL RA
APPROVED

Since 2021-03-30
CT RA
APPROVED

Since 2019-08-22
TX RA
APPROVED_RES

Since 2018-07-12
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Melville	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Melville, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-04-17 → 2009-06-01

Morgan Stanley & Co. Llc

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-31
S63	Uniform Securities Agent State Law Examination	1980-06-14

S66 Uniform Combined State Law Examination

2019-07-31
S63 Uniform Securities Agent State Law Examination

1980-06-14

Other Names

Robert Alan Cohen

View on SEC IAPD