Merrill Wayne Shemaria

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2004-06-18

GA RA
APPROVED

Since 2004-06-18

Branch Locations

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Greensboro	GA	06/2004	Present

06/2004 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Greensboro, GA

Previous Registrations

2003-01-16 → 2004-07-06

Ubs Financial Services Inc.

Atlanta, GA

Other Businesses

1. 5/4/2012: PILGRIM MILL ASSOCIATES - Investment Related - FORSYTH COUNTY GA - OTHER-Land Ownership - Time Spent 0% - I AM THE MANAGER OF A LLC THAT OWNS 7 AC IN FORSYTH COUNTY GA THAT WE PURCHASE IN 1987. THERE ARE NO ACTIVE DUTIES, IT IS JUST RAW LAND.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-03
S63	Uniform Securities Agent State Law Examination	1982-05-11

S65 Uniform Investment Adviser Law Examination

1999-12-03
S63 Uniform Securities Agent State Law Examination

1982-05-11

View on SEC IAPD