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Advisory Services Network CRD 146051
$10.6B regulatory AUM 49 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| FL | RA | APPROVED | 2021-06-11 |
Branch Locations
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
270 S. Central Boulevard Suite 106, Jupiter, FL 33458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmc Group Inc. | Boca Raton | FL | 12/1997 | Present |
| Cs Advisors, Inc | Boca Raton | FL | 08/2014 | 09/2019 |
| Regal Investment Advisors, Llc | Kentwood | MI | 09/2019 | 06/2021 |
| Advisory Services Network, Llc | Atlanta | GA | 06/2021 | Present |
1) Independent Insurance Agent: licensed agent since 10/2019. Life, long term care, health, Medicare supplement insurance and annuity sales. Time spend: 40 hours per month. Investment related activity. 2) Townsend Financial LLC: Partner in service company for expenses related to advisory and independent insurance services since October 2019. Not investment related; 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-14 |
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