David William Huffman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-11-13
TX	RA	APPROVED	2020-01-02
FL	RA	APPROVED	2019-09-25

OH RA
APPROVED

Since 2024-11-13
TX RA
APPROVED

Since 2020-01-02
FL RA
APPROVED

Since 2019-09-25

Branch Locations

Lakewood Ranch, FL • United States

Richfield, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H. Beck, Inc.	Copley	OH	01/1997	09/2019
Huffman Financial Group	Copley	OH	08/2007	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	09/2019	Present
Cambridge Investment Research, Inc	Fairfield	IA	09/2019	Present

01/1997 → 09/2019

H. Beck, Inc.

Copley, OH
08/2007 → Present

Huffman Financial Group

Copley, OH
09/2019 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA
09/2019 → Present

Cambridge Investment Research, Inc

Fairfield, IA

Previous Registrations

2003-01-14 → 2019-09-25

Grove Point Investments, Llc

Lakewood Ranch, FL

Other Businesses

1. HUFFMAN FINANCIAL GROUP, LAKEWOOD RANCH, FL, 09/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-18/YR-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-30/WK-4/TRADING. SEE EMPLOYMENT FOR START DATE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-10-28

S63 Uniform Securities Agent State Law Examination

1998-10-28

Designations

Chartered Financial Consultant

View on SEC IAPD