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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-06 |
| TX | RA | APPROVED | 2023-09-06 |
Branch Locations
6101 Carnegie Blvd, Ste 200, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 09/2023 |
| Lpl Financial Llc | Charlotte | NC | 09/2023 | Present |
1) 09/05/2023- Real Estate Rental - 100% property owner- Inv. Related- Charlotte, NC - start date 2/2017- 2hrs/mth 2) Real Estate Rental...100% property owner- Inv. Related - Blacksburg, SC - start date 05/ 2007 - 2 hrs / mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-25 |
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