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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Company | Boston | MA | 01/1978 | 11/2018 |
| Signator Investors, Inc. | Westbury | NY | 01/1978 | 11/2018 |
| Royal Alliance Associates, Inc. | Melville | NY | 11/2018 | Present |
1. Insurance Broker: Property and Casualty, Gary Ferrugiari 575 Broadhollow Road Melville NY 11747, Insurance Broker,Referral Fee purposes, Jan 1, 2006 , 1 hour per month and 0 trading hours. 2. INSURANCE BROKER , GARY FERRUGIARI POSITION: insurance broker NATURE: Sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/19/2019 ADDRESS: 575 Broadhollow rd, Melville NY 11747, United States DESCRIPTION: insurance broker 3. GARY FERRUGIARI - RENTAL PROPERTY LESSOR POSITION: lessor NATURE: SoleProprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/25/2012 ADDRESS: 806 West Bay Drive, West Islip NY 11795, United States DESCRIPTION: rental property 4. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 90 START DATE: 06/27/2015 ADDRESS: 575 BROADHOLLOW RD, LIGHTHOUSE FINANCIAL NETWORK, LLC, MELVILLE NY 11747-5009, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC an independent firm of Osaic Wealth Inc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-15 |
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