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Gary Bryan Ferrugiari

Osaic Wealth, Inc.

Melville, NY

CRD 847747

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
  • NY RA
    APPROVED
    Since 2021-04-26

Branch Locations

575 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Company Boston MA 01/1978 11/2018
Signator Investors, Inc. Westbury NY 01/1978 11/2018
Royal Alliance Associates, Inc. Melville NY 11/2018 Present
  • 01/1978 → 11/2018
    John Hancock Mutual Life Insurance Company
    Boston, MA
  • 01/1978 → 11/2018
    Signator Investors, Inc.
    Westbury, NY
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Melville, NY
Previous Registrations
  • 2006-11-09 → 2010-12-31
    Signator Investors, Inc.
    Westbury, NY
    Melville, NY
    Melville, NY
Other Businesses

1. Insurance Broker: Property and Casualty, Gary Ferrugiari 575 Broadhollow Road Melville NY 11747, Insurance Broker,Referral Fee purposes, Jan 1, 2006 , 1 hour per month and 0 trading hours. 2. INSURANCE BROKER , GARY FERRUGIARI POSITION: insurance broker NATURE: Sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/19/2019 ADDRESS: 575 Broadhollow rd, Melville NY 11747, United States DESCRIPTION: insurance broker 3. GARY FERRUGIARI - RENTAL PROPERTY LESSOR POSITION: lessor NATURE: SoleProprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/25/2012 ADDRESS: 806 West Bay Drive, West Islip NY 11795, United States DESCRIPTION: rental property 4. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 90 START DATE: 06/27/2015 ADDRESS: 575 BROADHOLLOW RD, LIGHTHOUSE FINANCIAL NETWORK, LLC, MELVILLE NY 11747-5009, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC an independent firm of Osaic Wealth Inc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-11-27
S65 Uniform Investment Adviser Law Examination 1999-10-15
  • S63 Uniform Securities Agent State Law Examination
    2002-11-27
  • S65 Uniform Investment Adviser Law Examination
    1999-10-15
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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