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Next Level Private LLC CRD 313247
$1.37B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-03 |
Branch Locations
500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 11/2011 | 09/2021 |
| Next Level Private Llc | New York | NY | 09/2021 | Present |
1) Licensed insurance professional; same address; less than 10% of time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-11 |
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