Ricki Jan Hobgood

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-10-18

KY RA
APPROVED

Since 2019-10-18

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc.	Owensboro	KY	08/1977	Present
Robert W. Baird & Co. Incorporated	Owensboro	KY	10/2019	Present

08/1977 → Present

J.J.B. Hilliard, W.L. Lyons, Inc.

Owensboro, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Owensboro, KY

Previous Registrations

2004-01-07 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Beaver Dam, KY

Owensboro, KY

Owensboro, KY

Other Businesses

Orange Leaf, not investment-related, 4509 Lake Forest Drive, Owensboro KY 42303, Yogurt franchise, Partner, 02/2016, 0 hrs/month, no duties. HOBGOOD VENTURES, LLC, INVESTMENT PARTNER, NO DUTIES, COMMERCIAL PROPERTY USED BY MY SON WHO OWNS HOBGOOD LANDSCAPING, START DATE 01/01/2016, 4423 WILDERNESS TRACE, OWENSBORO,KY 42303, 0 HRS/MO, 0 HRS/MOTRADING Name/Address: Honorable Order of Kentucky Colonels 943 South First Street Louisville KY 40203 Start Date: 3/4/19 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment Finance Committee Investment Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-01-10

S63 Uniform Securities Agent State Law Examination

1986-01-10

Other Names

Ricki Nohe

View on SEC IAPD