Robert Bennett

Charles Schwab & Co., Inc.

Claim This Profile

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
MD	RA	APPROVED	2014-06-13

TX RA
APPROVED_RES

Since 2019-01-02
MD RA
APPROVED

Since 2014-06-13

Branch Locations

218 N Washington Street, Suite #5, Easton, MD 21601-3153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Easton	MD	05/2014	Present

05/2014 → Present

Charles Schwab & Co., Inc.

Easton, MD

Previous Registrations

2002-06-04 → 2005-11-04

Invesco Aim Private Asset Management, Inc.

Houston, TX

Other Businesses

1) Simpson-Cole LLC | Investment Related:No|Financial Services|Sole Member|10/30/2014|Less than 20|1|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-13
S66	Uniform Combined State Law Examination	2002-01-02
S63	Uniform Securities Agent State Law Examination	1993-01-05

S65 Uniform Investment Adviser Law Examination

2014-06-13
S66 Uniform Combined State Law Examination

2002-01-02
S63 Uniform Securities Agent State Law Examination

1993-01-05

Other Names

Bob Bennett
Robert Simpson Bennett
Robert Bennett

View on SEC IAPD

Other Firms

EAGLE STRATEGIES LLC

COMMONWEALTH FINANCIAL NETWORK

TRED AVON FAMILY WEALTH, LLC

PNC WEALTH MANAGEMENT LLC

ROBERT W. BAIRD & CO. INCORPORATED

FBB CAPITAL PARTNERS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BRETT MITCHELL SAUSE

SCOTT WHEATLEY EGLSEDER

FRANCES ELIZABETH SPURRY

Gretchen P Straczewski

SEMENE ANNE GILDEN

WILLIAM B QUICK

DEBORAH JORDAN ELMES

STEPHANIE LYNN SAUNDERS

Other Offices

EAGLE STRATEGIES LLC · EASTON, MD

COMMONWEALTH FINANCIAL NETWORK · EASTON, MD

TRED AVON FAMILY WEALTH, LLC · EASTON, MD

MORGAN STANLEY · Easton, MD

PNC WEALTH MANAGEMENT LLC · EASTON, MD

ROBERT W. BAIRD & CO. INCORPORATED · EASTON, MD

FBB CAPITAL PARTNERS · EASTON, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EASTON, MD

More in Easton, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor