Joseph Anthony Parisi

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	East Hills	NY	03/2017	Present
Massachusetts Mutual Life Insurance Company	East Hills	NY	07/2016	Present
Msi Financial Services Inc	East Hills	NY	07/2016	03/2017

03/2017 → Present

Mml Investors Services, Llc

East Hills, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

East Hills, NY
07/2016 → 03/2017

Msi Financial Services Inc

East Hills, NY

Other Businesses

Name: Joseph Parisi Inv rel: Y Add: 2200 Northern Blvd Ste 200 East Hills NY 11548 Nature: Non MLIA Insurance Brokerage Position: Sales Start date: 01/01/2017 No. HR/MO: 7 No. HR/MO during sec trading: 7 Describe duties: medicare supplement insurance, P&C, Health

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-03-22

S63 Uniform Securities Agent State Law Examination

1996-03-22

View on SEC IAPD