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Kenneth Michael Osler

Ameriprise Financial Services, LLC

Novi, MI

Lake Orion, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-22
MI RA APPROVED 2018-10-19
  • TX RA
    APPROVED_RES
    Since 2018-10-22
  • MI RA
    APPROVED
    Since 2018-10-19

Branch Locations

43155 Main St Ste 2200A, Novi, MI 48375 • United States

Lake Orion, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 05/2015 10/2018
Ameriprise Financial Services Inc Novi MI 10/2018 03/2020
Ameriprise Financial Services, Llc Novi MI 03/2020 Present
  • 05/2015 → 10/2018
    Wunderlich Securities, Inc.
    Memphis, TN
  • 10/2018 → 03/2020
    Ameriprise Financial Services Inc
    Novi, MI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Novi, MI
Previous Registrations
  • 2015-05-29 → 2018-10-30
    B. Riley Wealth Management
    Birmingham, MI
    Plymouth, MI
  • 2010-12-22 → 2015-06-08
    Raymond James & Associates, Inc.
    Birmingham, MI
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-12
S63 Uniform Securities Agent State Law Examination 1984-09-14
  • S65 Uniform Investment Adviser Law Examination
    1992-11-12
  • S63 Uniform Securities Agent State Law Examination
    1984-09-14
Other Names
  • Ken Osler
  • Kenny Osler

View on SEC IAPD

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Other Investors

BRYAN SCOTT SMITH
DOUGLAS SCOTT SMITH
ROBERT PAUL SCHMANSKY
Karrie Nicole Maier
DAVID RENE MERCIER
Melissa K Frantz
ANTHONY MICHAEL CARUANA
ELIZABETH KLAPPER DEUTCH

Other Offices

PATHWORKS FINANCIAL, INC. · NOVI, MI
SPC · Novi, MI
J.P. MORGAN SECURITIES LLC · NOVI, MI
ALLSTATE FINANCIAL ADVISORS, LLC · Novi, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NOVI, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Novi, MI
CHARLES SCHWAB & CO., INC. · Novi, MI
DAHRING | CUSMANO AND ASSOCIATES · NOVI, MI

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