Best Investors Account Sign in

Richard William Maurer

Morgan Stanley

Williamsburg, VA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
VA RA APPROVED 2013-09-06
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • VA RA
    APPROVED
    Since 2013-09-06

Branch Locations

437 West Duke Of Gloucester Street, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc. Williamsburg VA 09/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2013 → Present
    Morgan Stanley Smith Barney Llc.
    Williamsburg, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2013-01-02 → 2013-09-17
    Bb&T Securities, Llc
    Williamsburg, VA
  • 2001-04-06 → 2013-01-02
    Scott & Stringfellow, Llc
    Williamsburg, VA
    Williamsburg, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-18
S63 Uniform Securities Agent State Law Examination 1986-08-19
  • S65 Uniform Investment Adviser Law Examination
    1995-04-18
  • S63 Uniform Securities Agent State Law Examination
    1986-08-19
Other Names
  • Dick W. Maurer
  • Richard William Maurer Jr

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TENZING FINANCIAL LLC
LEVEL FOUR ADVISORY SERVICES
LPL FINANCIAL LLC
OSAIC INSTITUTIONS, INC.
SANCTUARY ADVISORS, LLC

Other Investors

CHARLES JONATHAN CARDER
JOHN ASHLEY PATTISALL
SHARI L BARKER
Beth L Brauner
DAVID ROSS CLEMENS
PETER JAMES KOKOLIS
JOHN JAMES KOKOLIS
LARRY STEPHEN GOLUB

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILLIAMSBURG, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Williamsburg, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Willliamsburg, VA
TENZING FINANCIAL LLC · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
LEVEL FOUR ADVISORY SERVICES · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Williamsburg, VA

More in Williamsburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor