Philip Otho Johnson

Employer firm

Johnson Financial Advisors CRD 104621

$301M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1981 → Present
  Philip O Johnson & Co., Ltd.
  Phoenix, AZ
• 02/1991 → 06/2024
  Securities America, Inc.
  Phoenix, AZ
• 10/1981 → Present
  Johnson Financial Advisors
  Phoenix, AZ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Tempe, AZ

Other Businesses

1. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance 2. JOHNSON FINANCIAL ADVISORS POSITION: President NATURE: insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: insurance sales 3. JPL COMMERCIAL LLC POSITION: owner NATURE: purchase and rental of commercial properties INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2010 ADDRESS: 1618 E Minton St, Mesa AZ 85203, United States DESCRIPTION: purchase and rental of commercial properties 4. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance 5. JPL HOMES LLC POSITION: owner NATURE: purchase and rent homes and loans on investment homes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 1618 E Minton St, Mesa AZ 85203, United States DESCRIPTION: purchase and rent homes and loans on investment homes

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-03-10

Designations

• Certified Financial Planner