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1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2012-04-17 |
| TX | RA | APPROVED | 2005-12-20 |
Branch Locations
1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Philip O Johnson & Co., Ltd. | Phoenix | AZ | 10/1981 | Present |
| Securities America, Inc. | Phoenix | AZ | 02/1991 | 06/2024 |
| Johnson Financial Advisors | Phoenix | AZ | 10/1981 | Present |
| Osaic Wealth, Inc. | Tempe | AZ | 06/2024 | Present |
1. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance 2. JOHNSON FINANCIAL ADVISORS POSITION: President NATURE: insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: insurance sales 3. JPL COMMERCIAL LLC POSITION: owner NATURE: purchase and rental of commercial properties INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2010 ADDRESS: 1618 E Minton St, Mesa AZ 85203, United States DESCRIPTION: purchase and rental of commercial properties 4. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance 5. JPL HOMES LLC POSITION: owner NATURE: purchase and rent homes and loans on investment homes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 1618 E Minton St, Mesa AZ 85203, United States DESCRIPTION: purchase and rent homes and loans on investment homes
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-03-10 |
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