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Current Employers
Johnson Financial Advisors

1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-04-17
TX RA APPROVED 2005-12-20
  • AZ RA
    APPROVED
    Since 2012-04-17
  • TX RA
    APPROVED
    Since 2005-12-20

Branch Locations

1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Philip O Johnson & Co., Ltd. Phoenix AZ 10/1981 Present
Securities America, Inc. Phoenix AZ 02/1991 06/2024
Johnson Financial Advisors Phoenix AZ 10/1981 Present
Osaic Wealth, Inc. Tempe AZ 06/2024 Present
  • 10/1981 → Present
    Philip O Johnson & Co., Ltd.
    Phoenix, AZ
  • 02/1991 → 06/2024
    Securities America, Inc.
    Phoenix, AZ
  • 10/1981 → Present
    Phoenix, AZ
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Tempe, AZ
Other Businesses

1. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance 2. JOHNSON FINANCIAL ADVISORS POSITION: President NATURE: insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: insurance sales 3. JPL COMMERCIAL LLC POSITION: owner NATURE: purchase and rental of commercial properties INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2010 ADDRESS: 1618 E Minton St, Mesa AZ 85203, United States DESCRIPTION: purchase and rental of commercial properties 4. JOHNSON FINANCIAL ADVISORS POSITION: President, IAR, agent NATURE: investment management and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 10/01/1981 ADDRESS: 1095 W Rio Salado Pkwy, Suite 201, Tempe AZ 85281, United States DESCRIPTION: Investment management and insurance 5. JPL HOMES LLC POSITION: owner NATURE: purchase and rent homes and loans on investment homes INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 1618 E Minton St, Mesa AZ 85203, United States DESCRIPTION: purchase and rent homes and loans on investment homes

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-10
  • S63 Uniform Securities Agent State Law Examination
    1982-03-10
Designations

View on SEC IAPD

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