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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-10 |
| TN | RA | APPROVED | 2013-02-13 |
Branch Locations
11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Knoxville | TN | 02/2013 | Present |
(1)Name of Business: Address: 609 Brochardt Blvd, Knoxville, TN, 37934, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 06/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Author of new book. writing and eventually publishing, side hobby..
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1979-08-28 |
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