Mary Elizabeth Schaaf

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 01/2020
  Erie County
  Erie, PA
• 05/2012 → Present
  North Coast Brokerage/Capitas Fin'L
  Erie, PA
• 05/2012 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2003-06-02 → 2011-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Erie, PA
  Erie, PA
• 2005-12-05 → 2006-03-08
  Advest, Inc.
  Erie, PA

Other Businesses

1.) NORTH COAST BROKERAGE/CAPITAS FIN'L - 5/1/2012 - 1600 Peninsula Drive, Suite A, Erie, PA 16505 - Aga, service clients of insurance contacts, insurance business, Not Invt Rel, 4 hrs/mo; 0 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC. - 10/31/2012 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-29
• S63 Uniform Securities Agent State Law Examination
  1988-06-21

Other Names

• Mary Elizabeth Patalon