Russell Anthony Rabito

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-04-27
NY	RA	APPROVED	2021-11-29
TX	RA	APPROVED_RES	1994-08-12

CT RA
APPROVED

Since 2023-04-27
NY RA
APPROVED

Since 2021-11-29
TX RA
APPROVED_RES

Since 1994-08-12

Branch Locations

Scarsdale, NY • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Mystic, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	08/1994	Present

08/1994 → Present

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-26
S65	Uniform Investment Adviser Law Examination	1993-08-11
S63	Uniform Securities Agent State Law Examination	1980-03-03

S66 Uniform Combined State Law Examination

2021-11-26
S65 Uniform Investment Adviser Law Examination

1993-08-11
S63 Uniform Securities Agent State Law Examination

1980-03-03

Other Names

Russell A Rabito

View on SEC IAPD