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Independent Financial Partners CRD 125112
$16.3B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-12-12 |
Branch Locations
Mill Creek, WA • United States
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John F Kapek - Self Employed | Spokane | WA | 05/1975 | Present |
| Resources Investment Advisors, Llc | Overland Park | KS | 11/2010 | 12/2024 |
| Lpl Financial Corporation | Spokane | WA | 11/2010 | 02/2017 |
| Triad Advisors, Inc. | Norcross | GA | 02/2017 | 08/2024 |
| Osaic Wealth, Inc. | Mill Creek | WA | 08/2024 | 12/2024 |
| Independent Financial Partners | Tampa | FL | 12/2024 | Present |
| Ifp Securities, Llc | Tampa | FL | 01/2025 | Present |
(1) Pension Investment Services - investment related - 2316 162nd St SE - Regional TPA firm - Consultant - start date Jan 9, 2006 - 0 hours/month - My work with the TPA business essentially ended at this time. However, 2 very small 401k plans remain on platforms initially TPA'd by PAS where I continue to provide minimal platform support, as is needed. Time is less than 1 hr per quarter and TPA support fees are less than 0.1% of MY total income. (2) Pension Investment Services-John Kapek - investment related - 2316 162nd St SE - TPA 401k platform support - owner - start date Jan 3, 2005 - .1 hours/month - 0.1 hours/month during trading - I provide assistance to plan administrators and brokers on ow to make changes on the platforms or troubleshoot other platform issues.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-28 |
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