William Howard Vanevera

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

Schenectady, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Schenectady	NY	02/2001	Present
Mml Investors Services, Llc	Schenectady	NY	02/2001	Present

02/2001 → Present

Massmutual Life Insurance Company

Schenectady, NY
02/2001 → Present

Mml Investors Services, Llc

Schenectady, NY

Other Businesses

NAME: WILLIAM VAN EVERA INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE POSITION: SALES START: 1/1/2000 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 3.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-12-20
S65	Uniform Investment Adviser Law Examination	1999-08-17

S63 Uniform Securities Agent State Law Examination

2007-12-20
S65 Uniform Investment Adviser Law Examination

1999-08-17

View on SEC IAPD