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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Dallas TX 01/2015 03/2017
Massmutual Life Insurance Co Dallas TX 07/2016 Present
Mml Investors Services, Llc Dallas TX 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Dallas, TX
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Dallas, TX
  • 03/2017 → Present
    Dallas, TX
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Dallas, TX
  • 2001-05-04 → 2015-01-02
    New England Securities
    Dallas, TX
    Dallas, TX
Other Businesses

1) Name: Gregory Alvis Inv rel: Y Add: 13455 Noel Rd 20th Floor Dallas, TX 75240 Nature: NonMMLIA Insurance Brokerage Position: Sales, Agent Start date: 02/26/2018 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Individual annuity and group pension termination income annuity. 2)Name: Harris Financial Group Inv rel: Y Add: 13455 Noel Rd 20th Floor, Dallas TX 75240 Nature: NonMMLIA - Life, DI, Fixed Annuity, LTC Position: Agent Start date: 09/04/2019 No. HR/MO: 2. No. HR/MO during sec trading: 2.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-09-12
  • S63 Uniform Securities Agent State Law Examination
    1980-09-12

View on SEC IAPD

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