David Rand Pittman

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1975 → Present
  Pittman & Associates/New Eng. Life
  B'HAm, AL
• 03/2017 → Present
  Mml Investors Services, Llc
  Birmingham, AL
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Birmingham, AL

Previous Registrations

• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Birmingham, AL
• 2001-12-20 → 2015-01-02
  New England Securities
  Birmingham, AL

Other Businesses

1)NAME: David R. Pittman INV REL: Y ADD: 1101 22nd Street, Birmingham AL 35205 NATURE: NonMMLIA Insurance Brokerage, Ind Life POSITION: Agent START DATE: 06/1975 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 2)NAME: Pittman Investors LLC INV REL: Y ADD: 1101 22nd Street, Birmingham AL 35205 NATURE: Pittman Investors, LLC, is the owner of the Pittman Family Limited Partnership which owns the building that SFP uses as its branch in Birmingham. POSITION: Ownership START DATE: 01/2001 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 3)NAME: Pittman Investment Company INV REL: Y ADD:1101 22nd Street, Birmingham AL 35205 NATURE: Simple Rental Property POSITION: Owner START DATE: 01/2003 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-02-17

Designations

• Chartered Financial Consultant