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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2013-02-13 |
Branch Locations
349 E. Main Street Suite 201, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Spartanburg | SC | 02/2013 | Present |
(1)Name of Business: Bobby Chapman Junior (golf) Invitational Address: Country Club of Spartanburg 2500 Country Club Rd., Spartanburg, SC, 29302, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Committee Member Investment Related: Yes Start Date: 03/01/1995 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tournament planning and fundraising. (2)Name of Business: The Bobby Chapman Junior invitational (Junior Golf Tournament ) Address: Country Club of Spartanburg 2500 Country Club Rd., Spartanburg, SC, 29302, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Director Investment Related: Yes Start Date: 06/01/1995 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Work with other board members to help organize and run the tournament every year. Responsibilities also include fund raising to cover operating costs for the tournament.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-11 |
| S65 | Uniform Investment Adviser Law Examination | 1991-10-17 |
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