Carol Lee Anderson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 11/2023
  Fsc Securities Corporation
  Naperville, FL
• 01/2009 → Present
  Anderson Wealth Advisors Llc
  Naperville, IL
• 11/2023 → Present
  Osaic Wealth, Inc.
  Naperville, IL

Previous Registrations

• 2009-03-12 → 2025-12-31
  Anderson Wealth Advisors Llc
  Naperville, IL
• 2007-02-26 → 2023-11-03
  Fsc Securities Corporation
  Orland Park, IL
  Naperville, IL
  Naperville, IL
  Chicago, IL
  Atlanta, GA
• 1999-07-29 → 2007-02-28
  Osaic Fa, Inc.
  Chicago, IL
  Naperville, IL
  Chicago, IL

Other Businesses

1. CAROL L. ANDERSON POSITION: insurance sales NATURE: I am selling life insurance as an outside business activity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2007 ADDRESS: 205 Barley Av., Naperville IL 60563, United States DESCRIPTION: I offer and sell life insurance as an outside activity. 2. Anderson Wealth Advisors LLC POSTION: Anderson Wealth Advisors LLC NATURE: LLC INVESTMENT RELATED: No. NUMBER OF HOURS 20 SECURITIES TRADING HOURS 20 START DATE 03/05/2009 DESCRIPTION: Fee based financial planning 3. Anderson Wealth Advisors POSTION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS 160 SECURITIES TRADING HOURS 120 START DATE 03/24/2007 DESCRIPTION: I advise clients regarding their investments and retirement goals

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-06
• S63 Uniform Securities Agent State Law Examination
  1979-11-07

Other Names

• Carol Lee Carpenter