John Robert Austin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2021 → Present
  Nda Wealth Foundation, Llc
  Brookeville, MD
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. OFFER FIXED INSURANCE PRODUCTS: LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2.DBA AUSTIN WEALTH MANAGEMENT, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, STARTED 4/2015, FINANCIAL SERVICES, PARTNER, APX 45 HOURS PER WEEK, 32.50 DURING TRADING HOURS, FEE BASED PLANNING AND PORTFOLIO MANAGEMENT. 3. NAME OF OTHER BUSINESS: NDA WEALTH FOUNDATIONS, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ST LOUIS CATHOLIC CHURCH PARISH COUNCIL, INVESTMENT RELATED: NO, ADDRESS: 12500 CLARKSVILLE PIKE, CLARKSVILLE, MD 21029, NATURE OF BUSINESS: CHURCH, START DATE: 10/2024 , POSITION/TITLE/RELATIONSHIP: PARISH COUNCIL MEMBER, APX NUMBER OF HOURS PER WEEK:1 , APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: NON-FIDUCIARY, ADVISORY ROLE TO THE PASTOR;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-21
• S63 Uniform Securities Agent State Law Examination
  1980-12-17