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David Robert Rich

Georgia Specialty Finance Corporation

CRD 844674

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Employer firm

Georgia Specialty Finance Corporation CRD 153578

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Georgia Specialty Finance Corporation

Johns Creek, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2010-07-15
  • GA RA
    APPROVED
    Since 2010-07-15
Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Georgia Specialty Finance Corporation Alpharetta GA 01/2006 Present
Other Businesses

DAVID RICH - LIFE INSURANCE SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-29
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S65 Uniform Investment Adviser Law Examination
    2010-03-29
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12

View on SEC IAPD

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