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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-11-21
FL RA APPROVED 2021-06-07
GA RA APPROVED 2003-01-13
TX RA APPROVED_RES 1995-01-28
  • MT RA
    APPROVED
    Since 2023-11-21
  • FL RA
    APPROVED
    Since 2021-06-07
  • GA RA
    APPROVED
    Since 2003-01-13
  • TX RA
    APPROVED_RES
    Since 1995-01-28

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Fernandina Beach, FL • United States

Big Sky, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 11/2013 Present
Other Businesses

Presbytery of Greater Atlanta; Atlanta, Georgia; Finance Committee, assist the Presbyterian Church in the challenges and opportunities in growing and maintaining a healthy organization of churches; Finance Committee; Start date: 9/11/2006

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-11
S63 Uniform Securities Agent State Law Examination 1979-10-24
  • S65 Uniform Investment Adviser Law Examination
    1991-12-11
  • S63 Uniform Securities Agent State Law Examination
    1979-10-24

View on SEC IAPD

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