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Robert Allen Mandell

Oppenheimer & Co. Inc.

Chicago, IL

Boynton Beach, FL

Evanston, IL

CRD 844541

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-12
TX RA APPROVED_RES 2017-01-03
IL RA APPROVED 2003-01-03
  • FL RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED_RES
    Since 2017-01-03
  • IL RA
    APPROVED
    Since 2003-01-03

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Boynton Beach, FL • United States

Evanston, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc World Markets Chicago IL 08/1979 Present
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 08/1979 → Present
    Cibc World Markets
    Chicago, IL
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Previous Registrations
  • 1998-08-21 → 2003-01-03
    Cibc World Markets Corp.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-20
S63 Uniform Securities Agent State Law Examination 1979-08-31
  • S65 Uniform Investment Adviser Law Examination
    1993-09-20
  • S63 Uniform Securities Agent State Law Examination
    1979-08-31
Designations
  • Certified Financial Planner
Other Names
  • Robert A Mandell

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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