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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-11-07
CT RA APPROVED 2021-07-14
TX RA APPROVED_RES 2021-07-12
  • MA RA
    APPROVED
    Since 2023-11-07
  • CT RA
    APPROVED
    Since 2021-07-14
  • TX RA
    APPROVED_RES
    Since 2021-07-12

Branch Locations

24 School Street Suite 503, Boston, MA 02108 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tucker Anthony & R.L. Day Boston MA 01/1981 07/2021
Coburn & Meredith, Inc. Hartford CT 02/1985 07/2021
Lpl Financial Llc Simsbury CT 07/2021 Present
Integrated Wealth Concepts, Llc Simsbury CT 07/2021 Present
  • 01/1981 → 07/2021
    Tucker Anthony & R.L. Day
    Boston, MA
  • 02/1985 → 07/2021
    Coburn & Meredith, Inc.
    Hartford, CT
  • 07/2021 → Present
    Lpl Financial Llc
    Simsbury, CT
  • 07/2021 → Present
    Simsbury, CT
Previous Registrations
  • 1995-09-25 → 2021-07-12
    Coburn & Meredith, Inc.
    Glastonbury, CT
    Hartford, CT
    Simsbury, CT
    Simsbury, CT
Other Businesses

1. 7/12/2021 - Coburn Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/12/2021. 2. 7/12/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/12/2021 - 2 Hours Per Month. 3. 7/12/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 7/16/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/12/2021 - 80 Hours Per Month/80 Hours During Securities Trading. 5. 7/21/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/12/2021 - 80 Hours Per Month. 6. 7/21/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Coburn Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/12/2021 - 80 Hours Per Month/80 Hours During Securities Trading. 7. 7/21/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/12/2021 - 80 Hours Per Month/80 Hours During Securities Trading. 8. 7/21/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/12/2021 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-16
S63 Uniform Securities Agent State Law Examination 1989-12-19
  • S65 Uniform Investment Adviser Law Examination
    2000-11-16
  • S63 Uniform Securities Agent State Law Examination
    1989-12-19

View on SEC IAPD

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