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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-30
ID RA APPROVED 2010-05-03
  • TX RA
    APPROVED
    Since 2023-11-30
  • ID RA
    APPROVED
    Since 2010-05-03

Branch Locations

275 South 5Th Avenue Suite 195, Pocatello, ID 83201 • United States

504 S Woodruff Ave, Idaho Falls, ID 83401 • United States

450 Falls Avenue Suite 101, Twin Falls, ID 83301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Pocatello ID 04/2009 Present
Other Businesses

PORTNEUF HEALTH TRUST; INVESTMENT RELATED; POCATELLO, ID 83201; NON-PROFIT; CHAIRMAN; STARTING 10/01/2009; APPROX 4 HRS/MONTH DURING SECURITIES TRADING HOURS; CHAIR QUARTERLY MEETINGS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-30
S63 Uniform Securities Agent State Law Examination 1980-05-03
  • S65 Uniform Investment Adviser Law Examination
    2010-04-30
  • S63 Uniform Securities Agent State Law Examination
    1980-05-03

View on SEC IAPD

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