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Employer firm

Harold Dance Investments CRD 1582

$158M regulatory AUM 409 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Harold Dance Investments

72 E Center Street, Logan, UT 84321 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2006-02-13
  • UT RA
    APPROVED
    Since 2006-02-13

Branch Locations

72 E Center Street, Logan, UT 84321 • United States

72 E Center Street, Logan, UT 84321 • UNITED STATES

72 E Center Street, Logan, UT 84321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harold Dance Investments Logan UT 02/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-22
S63 Uniform Securities Agent State Law Examination 1982-12-16
  • S65 Uniform Investment Adviser Law Examination
    1992-09-22
  • S63 Uniform Securities Agent State Law Examination
    1982-12-16
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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