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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-04-11 |
| TX | RA | APPROVED_RES | 2017-03-31 |
Branch Locations
31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cleveland | OH | 11/2013 | 03/2017 |
| Morgan Stanley | Pepper Pike | OH | 03/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2017 | Present |
1. Woodruff foundation; Investment related -No; Cleveland, Ohio; Charity / Private Foundation; Board member (proprietor, partner, officer, director, employee, trustee, agent); 08/2015; During business hours:1; After business hours: 1; Oversight of the organisation and approval of grants made by the organisation 2. 324369 - D TWO, LLC; Investment Related - Yes; Pacfic Palsds, California; Real Estate ; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2017; During Business Hours: 0; After Business Hours: 1; we make investment decisions together. 3.*327522 -R & D Doll LLC; Investment related-Yes; Hunting Valley Ohio; Real estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2008; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-22 |
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