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David Aubrey Doll

Morgan Stanley

Pepper Pike, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-04-11
TX RA APPROVED_RES 2017-03-31
  • OH RA
    APPROVED
    Since 2017-04-11
  • TX RA
    APPROVED_RES
    Since 2017-03-31

Branch Locations

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cleveland OH 11/2013 03/2017
Morgan Stanley Pepper Pike OH 03/2017 Present
Morgan Stanley Private Bank, National Association New York NY 06/2017 Present
Previous Registrations
  • 2007-02-09 → 2017-04-11
    Cleveland, OH
    Weehawken, NJ
    Beachwood, OH
    Cleveland, OH
  • 1999-11-19 → 2007-02-09
    Keybanc Capital Markets Inc.
    Beachwood, OH
    Beachwood, OH
Other Businesses

1. Woodruff foundation; Investment related -No; Cleveland, Ohio; Charity / Private Foundation; Board member (proprietor, partner, officer, director, employee, trustee, agent); 08/2015; During business hours:1; After business hours: 1; Oversight of the organisation and approval of grants made by the organisation 2. 324369 - D TWO, LLC; Investment Related - Yes; Pacfic Palsds, California; Real Estate ; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2017; During Business Hours: 0; After Business Hours: 1; we make investment decisions together. 3.*327522 -R & D Doll LLC; Investment related-Yes; Hunting Valley Ohio; Real estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2008; During business hours: 0; After business hours: 1; Property Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-13
S63 Uniform Securities Agent State Law Examination 1984-06-22
  • S65 Uniform Investment Adviser Law Examination
    1995-10-13
  • S63 Uniform Securities Agent State Law Examination
    1984-06-22
Other Names
  • David A Doll

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