Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-07-20 |
Branch Locations
4815 Plantation Colony Dr, Sugar Lan, TX 77478 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Life | Houston | TX | 04/1985 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2011 | Present |
1. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT COMPANIES. 2. ON BOARD OF DIRECTORS FOR LOCAL POA. ADMINISTRATION AND BOOKKEEPING OF QUALIFIED PLANS. 3. THE PENSION PROFESSIONALS 10375 RICHMOND AVENUE, #260 HOUSTON, TX 77742. BEGAN 08/18/1992 AS PRINCIPAL, ADMINISTRATION AND RECORDKEEPING. NOT INVESTMENT RELATED. DEVOTES10 HRS/WK. 2 HRS DURING TRADING. 4. HOUSTON CAPITAL PARTNERS. HOUSTON, TX. STARTED 09/2013 AS PRINCIPAL. EXPERT WITNESS AS A FINANCIAL EXPERT. SPENDS 5 HR/YR, 1 DURING TRADING. 5. MASTODON ADVISORY GROUP LLC, 2724 KIPLING ST #823, HOUSTON, TX, 04/2016. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/MO-1/TRADING. 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/20/2011 7. RIVER OAKS NETWORKING GROUP, Houston TX 77001, 01/2017, Member, Networking, NIR, 1 HR/MO, 1 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-11-26 |
Reach out to this advisor