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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-18
  • PA RA
    APPROVED
    Since 2010-06-18

Branch Locations

475 Rolling Ridge Dr, State College, PA 16801 • United States

Hollidaysburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Altoona PA 06/1977 Present
Bank Of America, N.A. State College PA 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-15
S63 Uniform Securities Agent State Law Examination 1979-12-06
  • S65 Uniform Investment Adviser Law Examination
    1994-11-15
  • S63 Uniform Securities Agent State Law Examination
    1979-12-06
Other Names
  • Cynthia H Karcher
  • Cynthia Ann Hayes
  • Cynthia Hayes Karcher

View on SEC IAPD

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