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James Lynn Shubert

Equitable Advisors, LLC

Uniontown, OH

Akron, OH

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-01-22
  • OH RA
    APPROVED
    Since 2003-01-22

Branch Locations

Uniontown, OH • United States

3057 West Market Street Suite 100, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

VARIOUS OUTSIDE INSURANCE CONTRACTS FOR HEALTH INSURANCE,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-10-31
S65 Uniform Investment Adviser Law Examination 1999-10-11
  • S63 Uniform Securities Agent State Law Examination
    2013-10-31
  • S65 Uniform Investment Adviser Law Examination
    1999-10-11

View on SEC IAPD

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