Michael Jay Grace

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-01-23
TX	RA	APPROVED_RES	2024-01-19

GA RA
APPROVED

Since 2024-01-23
TX RA
APPROVED_RES

Since 2024-01-19

Branch Locations

Marietta, GA • United States

5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	06/2012	01/2024
Morgan Stanley Smith Barney Llc	Atlanta	GA	01/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2024	Present

06/2012 → 01/2024

Ubs Financial Services Inc.

Atlanta, GA
01/2024 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA
04/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-06-19 → 2024-02-01

Ubs Financial Services Inc.

Atlanta, GA
2009-06-01 → 2012-07-13

Morgan Stanley

Alpharetta, GA
2008-05-30 → 2009-06-01

Morgan Stanley & Co. Llc

Alpharetta, GA
1997-06-20 → 2008-06-12

Citigroup Global Markets Inc.

Alpharetta, GA

Alpharetta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-11
S63	Uniform Securities Agent State Law Examination	1987-01-12

S65 Uniform Investment Adviser Law Examination

1993-11-11
S63 Uniform Securities Agent State Law Examination

1987-01-12

Other Names

Mike Grace

View on SEC IAPD