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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Omaha | NE | 03/2004 | 06/2024 |
| Securities America Advisors, Inc. | Omaha | NE | 03/2004 | 06/2024 |
| Douglas Ohm | Omaha | NE | 04/2004 | Present |
| Osaic Wealth, Inc. | Omaha | NE | 06/2024 | Present |
| Osaic Wealth, Inc. | Omaha | NE | 06/2024 | Present |
DOUGLAS E. OHM POSITION: Insurance agent NATURE: SELF/FIXED INSURANCE SALES AND HEALTH INSURANCE - AGENT - INVESTMENT RELATED - START DATE: 05/1989 - LOCATED AT 1065 N 115TH ST STE 210, OMAHA, NE 68154 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/1989 ADDRESS: 1065 N, 115th St., Suite 210, Omaha NE 68154, United States DESCRIPTION: Insurance sales and service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-06 |
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