Louis Peter Miller

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-01-19

IL RA
APPROVED

Since 2024-01-19

Branch Locations

Lemont, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodbury Financial Services	Lemont	IL	07/2001	01/2024
Osaic Wealth, Inc.	Lemont	IL	01/2024	Present

07/2001 → 01/2024

Woodbury Financial Services

Lemont, IL
01/2024 → Present

Osaic Wealth, Inc.

Lemont, IL

Previous Registrations

2001-09-10 → 2024-01-19

Woodbury Financial Services, Inc.

Lemont, IL

Lemont, IL

Other Businesses

FINANCIAL VISTAS POSITION: President NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 06/10/1974 ADDRESS: 13401 RED FOX CT, LEMONT IL 60439, United States DESCRIPTION: 1)FINANCIAL VISTAS; INV RELATED; 13401 RED FOX CT LEMONT,IL; SELL TRADITIONAL FIXED LIFE INS/FIXED ANNUITIES/GROUP HEALTH INS/DIS/LTC; AGENT/REGISTERED REP; 01/01/1974; 10HR/MON; 8HR/MON

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-03
S63	Uniform Securities Agent State Law Examination	1991-07-26

S65 Uniform Investment Adviser Law Examination

1997-05-03
S63 Uniform Securities Agent State Law Examination

1991-07-26

View on SEC IAPD