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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

801 Southwest Street Suite 109, Olney, IL 62450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Olney IL 09/2014 06/2021
Dehner Financial Services Olney IL 01/2002 Present
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Olney, IL
  • 01/2002 → Present
    Dehner Financial Services
    Olney, IL
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:DEHNER FINANCIAL SERVICES; Yes; 801 SOUTH WEST ST STE 109; OLNEY; IL; 62450; FINANCIAL SERVICES/DBA; OWNER; 1/1/2002; 120; 120; SALE OF FIXED,SECURITIES PRODUCTS|NAME OF ENTITY: Independent insurance agent; Yes; 801 SOUTH WEST ST STE 109; OLNEY; IL; 62450; Fixed insurance sales; Independent insurance agent; 6/1/2009; 160; 160; Sales of fixed insurance products.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-23
S63 Uniform Securities Agent State Law Examination 1991-08-30
  • S65 Uniform Investment Adviser Law Examination
    2017-02-23
  • S63 Uniform Securities Agent State Law Examination
    1991-08-30
Other Names
  • Dick Dehner

View on SEC IAPD

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